Net capital rule

Results: 731



#Item
61Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMay 5, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspension o

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Source URL: www.sec.gov

Language: English - Date: 2015-05-05 07:44:30
62Financial markets / United States housing bubble / Financial services / Net capital rule / Credit rating agency / Nationally recognized statistical rating organization / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Broker-dealer / Finance / Financial economics / Business

Final Rule: Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934

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Source URL: www.sec.gov

Language: English - Date: 2014-01-08 13:20:23
63Financial markets / Credit rating agency / Nationally recognized statistical rating organization / Net capital rule / United States securities law / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Broker-dealer / Securities Exchange Act / Financial economics / Finance / Financial regulation

Microsoft Worddocx

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Source URL: www.sec.gov

Language: English - Date: 2011-05-06 09:26:42
6473rd United States Congress / Securities Exchange Act / Government / Finance / U.S. Securities and Exchange Commission / OTC Markets Group / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov

Language: English - Date: 2015-04-09 20:13:17
65Financial statements / United States housing bubble / Cash flow / Balance sheet / American Recovery and Reinvestment Act / UBS / Free cash flow / Income statement / Net capital rule / Finance / Accountancy / Business

Business Results for the First Three Months of the Fiscal Year Ending December 31, 2011 (January 1, 2011 through March 31, [removed]Japan GAAP) May 12, 2011

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Source URL: global.yamaha-motor.com

Language: English - Date: 2013-09-17 03:46:45
6673rd United States Congress / Securities Exchange Act / Finance / Financial system / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 31, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 09:09:57
67Financial regulation / Securities Exchange Act / Government / U.S. Securities and Exchange Commission / Securities and Exchange Commission / United States / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 31, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 09:01:17
68Finance / Financial system / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Security / Form 144 / Net capital rule / United States securities law / Financial economics / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 06:36:14
69Stock market / Financial markets / United States securities law / Security / SEC filings / Short / Stock / Securities Exchange Act / Net capital rule / Financial economics / Finance / Investment

Part III - Administrative, Procedural, and Miscellaneous Information Reporting Requirements Relating to Transfers of Securities Notice[removed]

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Source URL: www.irs.gov

Language: English - Date: 2012-07-31 04:37:28
70Investment / Securities and Exchange Board of India / Occupations / Stock broker / Stock market / STAMP / Short / Net capital rule / Saurashtra Kutch Stock Exchange / Financial markets / Financial economics / Finance

Application for Change in Member Affiliation of sub broker (kindly read the instructions before filling the application) Date: _____________

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Source URL: www.nseindia.com

Language: English - Date: 2012-09-14 06:55:55
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